Securities Fraud Defense Attorneys With a National Practice
Securities is among the most complex areas of law, and no matter which side of the case you might be on, having the right legal representation is critical to the success of your case. The Hertz Schram PC securities team provides comprehensive legal services to clients in Michigan, Florida, Texas and New York and across the United States.
Our securities law practice is focused on defending broker-dealers and individual investment professionals against a variety of claims, including securities fraud and regulatory violations. We also assist broker-dealers with the process of ensuring compliance with Financial Industry Regulatory Authority (FINRA) and Securities and Exchange Commission (SEC) rules in all facets of their business. In addition, we represent investors and other claimants in select securities-related disputes.
Our Broad Securities Law Practice
We provide comprehensive securities law services, including:
- Securities Litigation Defense
- Securities Private Placement Offerings
- Arbitration and Litigation
- Broker Dealer Compliance
- Defense Against Regulatory Enforcement Actions
- Dodd Frank Information
- General Counsel and Compliance Services
- Hedge Funds
- Investment Products Involved in Recent Arbitration
- Mediation Services
- Non Solicit and Non Compete Defense
- Registered Investment Advisor Compliance
- Wrongful Termination Defense
Put Our Winning Team Behind You
Protecting a brokerage's reputation among industry peers, potential hires and investors is critical to its success over the longer term and to our success as nationwide securities law attorneys. Our firm's extensive experience in these matters allows us to quickly and accurately assess your legal problem and recommend a sound strategy to obtain a positive result.
Lead attorney Bradley Schram has more than 40 years of securities law experience. Our team's collective background includes experience serving as brokers, prosecutors, compliance officers and general counsel for some of the most recognized names in the securities industry. This combination of legal knowledge and firsthand experience in the trenches makes our firm the natural choice to handle your securities law issue. You will be hard-pressed to find a more qualified firm than ours.
Schedule Your Initial Consultation
Contact our office today to discuss your securities matter with one of our Michigan regulatory enforcement lawyers. You can reach us by phone at 866-775-5987 or by email.