Plaintiff Securities Litigation

Southeast Michigan Securities Litigation Attorneys

Making an investment requires trust. Investors trust that broker-dealers, investment advisors, brokerage houses and other similar parties will follow the rules and regulations set forth by the United States Securities and Exchange Commission. Unfortunately, violations of that trust are commonplace. Whether they are the result of greed or sheer negligence, the result is the same: the loss of large amounts of money.

If you have been the victim of an SEC violation, Hertz Schram can help. Our lawyers build lawsuits against brokers, brokerage firms, financial planners and other related parties. We work hard to get compensation and see that those responsible are held accountable for their mistreatment of your investments.

E-mail us or call us at (248) 335-5000 to schedule a free consultation with a dedicated securities litigation attorney.

For more than 25 years, the attorneys of Hertz Schram have helped people in Detroit and the surrounding parts of Southeast Michigan and throughout the United States. We are a bold, forward-thinking and uncommonly creative law firm. We do not limit our methods to the traditional. We are enthusiastic and energetic about finding the most effective and efficient means to get you results.

We know securities litigation

Our lawyers know how to handle securities litigation because we have seen it from both sides. We have represented a wide range of stockbrokers, brokerage firms, corporate directors and more against allegations of SEC violations, stock fraud and similar issues. We know our way through the maze of regulations that these companies have to follow. Our team members know what to look for to determine if these regulations are not being followed. We know how to dig deep to build a legal strategy designed to get you the compensation you deserve.

10B 5 violations

Most lawsuits against brokers, financial planners and similar parties involve 10B 5 violations. 10B 5 is the rule under the Securities Exchange Act that prohibits the employment of manipulative or deceptive tactics.

Among the types of 10B 5 violations that can result in securities litigation are:

• Stock fraud
• Churning
• Unauthorized trading
• Excessive commissions
• Unsuitable investments (lack of suitability/investment too high risk)
• Misrepresentation

SEC violations can happen in any investment. Newcomers to investing can be taken advantage of by deceitful financial advisors, but seasoned investors can also be mistreated by devious broker-dealers. No matter how much experience you have with investments, our securities litigation attorneys can help you with your claim if you have been the victim of an SEC violation.

We help victims of stock fraud and other SEC violations

We offer free consultations about plaintiff securities litigation cases. E-mail us or call us at (248) 335-5000.

People often go into investments with a great deal of enthusiasm. They are eager to see their money grow. Most broker-dealers, investment advisors and others are eager to help. Unfortunately, there are those who are more interested in helping themselves. They use deceitful tactics to help line their pockets or the pockets of their friends with the money that has been entrusted to them.

The securities litigation attorneys of Hertz Schram are dedicated to making them stop. We work hard to hold them accountable for their mistreatment of investors. We work hard to get you the results you deserve.